Regulatory and Investigations

Financial Investigations

  • Internal investigations into suspected regulatory breaches
  • Training in, and setting up compliance systems
  • Approaches to, and negotiations with, investigative agencies
  • Anti-bribery and anti-money laundering compliance policies, and staff training
  • Interviews in the UK by prosecuting authorities conducted either under caution or under Section 2 notices.
  • Searches by prosecuting authorities of commercial and domestic premises
  • Coverage by Directors and Officers (D&O) and other insurance policies
  • The application of, and challenges to, Restraint Orders
  • Preparation for and attendance at trials, appeals, and confiscation proceedings

Environmental Protection and Health & Safety

  • 24 hour emergency response in the event of a serious on-site incident
  • Representation during the criminal investigation of accidents, including at PACE interviews and in the Magistrates’ Court and Crown Court
  • Appeals against improvement and prohibition notices
  • Advice on the HSE fee structure
  • Advice on health and safety regulations including RIDDOR, COSSH and COMAH
  • Advice on internal accident investigations and the application of legal privilege

For recent examples of Prospect’s work in this field go to the News Page.

For more information contact:

Edward de la Billiere on 020 7947 5354 or by email on edlb@prospectlaw.co.uk